• Performing customer due diligence/EDD at the time of on-boarding and periodic reviews.
• Conducting sanctions screening and alert closures.
• Conducting transactions monitoring and alert closure.
• Assigns a risk code to all clients based on scoring of the CDD risk assessment.
• Provides a first line of contact for line-of-business questions on AML/CFT matters.
• Performing review of transactions to highlight suspicious transactions for onward report to Financial Intelligence Unit.
• Worked on a number of projects within the Anti Money Laundering (AML) and Know Your Client (KYC) spaces.
• Ensured compliance with anti-money laundering regulations, including KYC requirements.
• Collaborated with the Client Onboarding and the Compliance teams, locally and globally.
• Performed the required KYC screening in clients by documenting and corroborating the information obtained on the client as required by the KYC procedures utilizing a variety of RegTech tools.
• Served clients in the Data Protection & Privacy (GDPR) space on a variety of projects.
• Writing web and blog content for a variety of Fintech, Management Consulting, and RegTech firms.
• Writing policy and procedure documents for fintech companies.
